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Policy Manual
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Book outline for Policy Manual
  • Policy Manual
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    • Table of Contents
    • Volume 1 - General Policies and Procedures
    • Volume 2 - Nonimmigrants
    • Volume 3 - Humanitarian Protection and Parole
    • Volume 4 - Refugees and Asylees
    • Volume 5 - Adoptions
      • Part A - Adoptions Overview
      • Part B - Adoptive Parent Suitability Determinations
      • Part C - Child Eligibility Determinations (Orphan)
        • Chapter 1 - Purpose and Background
        • Chapter 2 - Eligibility
        • Chapter 3 - Identity and Age
        • Chapter 4 - Eligibility Requirements Specific to Orphans
        • Chapter 5 - Qualifying Adoptive or Custodial Relationship
        • Chapter 6 - Additional Requirements
        • Chapter 7 - Documentation and Evidence
        • Chapter 8 - Adjudication
        • Chapter 9 - Pre-Adoption Immigration Review Programs
      • Part D - Child Eligibility Determinations (Hague)
      • Part E - Family-Based Adoption Petitions
      • Part F - Citizenship for Adopted Children
    • Volume 6 - Immigrants
    • Volume 7 - Adjustment of Status
    • Volume 8 - Admissibility
    • Volume 9 - Waivers and Other Forms of Relief
    • Volume 10 - Employment Authorization
    • Volume 11 - Travel and Identity Documents
    • Volume 12 - Citizenship and Naturalization
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  3. Volume 5 - Adoptions
  4. Part C - Child Eligibility Determinations (Orphan)
  5. Chapter 5 - Qualifying Adoptive or Custodial Relationship

Chapter 5 - Qualifying Adoptive or Custodial Relationship

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  • Appendices (0)
  • Updates (2)
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A prospective adoptive parent (PAP) must have one of the following to petition for a child to immigrate based on an adoption:

  • A final adoption granted by the foreign-sending country, or

  • Legal custody of the child granted by the foreign-sending country for emigration and adoption in the United States.[1]

A. Final Adoption

A child may qualify to immigrate based on a final adoption if:

  • The adoption meets USCIS requirements for a final adoption (is valid under the law of the foreign-sending country, creates a legal permanent parent-child relationship, and terminates the prior legal parent-child relationship);[2]

  • The petitioner (and spouse, if married) adopted the child; and

  • The petitioner (or spouse, if married) personally saw and observed the child before or during the adoption proceedings abroad.

If these requirements are met, the child may qualify for an IR-3 visa (child adopted outside the United States by U.S. citizen)[3] based on a valid final adoption in accordance with the laws of the foreign-sending country. USCIS considers a final adoption that meets these requirements a “full and final” adoption.

A child does not, however, meet requirements to immigrate based on a “full and final” adoption if the petitioner is married and neither the petitioner nor the spouse actually saw and observed the child before or during the adoption proceedings.[4] Additionally, a child does not meet the requirements if only one parent of a married couple adopted the child. USCIS may, however, consider the final foreign adoption to have established legal custody for emigration and adoption and the child may be eligible for an IR-4 visa (child to be adopted in the United States by U.S. citizen).[5]

B. Legal Custody for Emigration and Adoption

Not all countries grant what USCIS considers final adoptions abroad for immigration purposes.[6] A child may, however, be eligible on the basis of legal custody for the purpose of emigration and adoption if the following criteria are met: 

  • The PAP secured legal custody in accordance with the laws of the foreign-sending country;

  • The person, organization, or competent authority that has legal custody or control over the child irrevocably released the child for emigration and adoption;

  • The PAP is in compliance with all state pre-adoption requirements, if any; and

  • If there was an adoption outside the United States that did not meet the requirements for a “full and final” adoption for U.S. immigration purposes, the child’s proposed state of residence allows re-adoption or provides for judicial recognition of the foreign adoption.

If the child meets these requirements, the child may qualify for an IR-4 visa to come to the United States for adoption.[7]

Footnotes


[^ 1] Some countries will not allow a child to emigrate without a final adoption decree. To determine the specific laws of a foreign-sending country, see the U.S. Department of State’s Country Information webpage.

[^ 2] For more information on what qualifies as a final adoption for immigration purposes, see Part A, Adoptions Overview, Chapter 4, Adoption Definition and Order Validity [5 USCIS-PM A.4].

[^ 3] Visa category for an immediate relative under INA 201(b) and INA 204(a)(1), as a child adopted abroad by a U.S. citizen.

[^ 4] An adoption in which neither adoptive parent actually saw and observed the child before or during the adoption is known as a proxy adoption. If the laws of the foreign-sending country allow proxy adoptions, U.S. citizen petitioners may complete an adoption abroad without ever traveling to a foreign-sending country or meeting the child before the child's entry into the United States. This type of adoption may be fully valid in the United States as a matter of domestic relations law, however, a child adopted through this process is not eligible to immigrate under the basis of a “full and final” adoption and receive an IR-3 visa. Instead, a child with a final adoption order that is not considered “full and final” may be eligible to immigrate and receive an IR-4 visa.

[^ 5] Visa category for an immediate relative under INA 201(b) and INA 204(a)(1), as a child coming to be adopted in the United States by a U.S. citizen.

[^ 6] For example, guardianships, simple adoptions, or Kafala orders in countries that follow traditional Islamic law may not qualify as final adoptions abroad. Such guardianship, Kafala, or other custody orders may, however, be sufficient to establish that the PAPs have secured legal custody of the child. See 8 CFR 204.3(d)(1)(iv)(B)(1). If the legal custody is for emigration and adoption and all other requirements are met, such an order could support approval of an orphan petition. 

[^ 7] For information on citizenship for adopted children, see Part F, Citizenship for Adopted Children [5 USCIS-PM F]. For more information, see Volume 12, Citizenship and Naturalization, Part H, Children of U.S. Citizens [12 USCIS-PM H]. A U.S. adoptive parent needs to take additional steps to secure U.S. citizenship for a child entering with an IH-4 visa because the adoption of the child has to be finalized in the United States or recognized under state law, unlike in cases of children entering with IH-3 visas on the basis of “full and final” adoptions.

Resources

Legal Authorities

22 CFR 96 - Intercountry adoption accreditation of agencies and approval of persons

8 CFR 204.1 - General information about immediate relative and family-sponsored petitions

8 CFR 204.3 - Orphan cases under section 101(b)(1)(F) of the Act (non-Convention cases)

8 CFR 204.311 - Convention adoption home study requirements

8 CFR 205.1 - Automatic revocation

8 CFR 205.2 - Revocation on notice

INA 101(b)(1) - Definition of child

INA 101(b)(1)(F) - Definition of a child adoptee for orphan process

INA 101(b)(2) - Definition of parent, father or mother

INA 101(c) - Definition of child for citizenship and naturalization

INA 201(b)(2)(A)(i) - Immediate relatives

INA 204(d) - Recommendation of valid home study

Forms

AR-11, Change of Address

G-28, Notice of Entry of Appearance as Attorney or Accredited Representative

I-600, Petition to Classify Orphan as an Immediate Relative

I-600A, Application for Advance Processing of an Orphan Petition

Other Materials

How to Use the USCIS Policy Manual Website (PDF, 2.99 MB)

Appendices

No appendices available at this time.

Updates

POLICY ALERT - Adoptions

November 19, 2021

U.S. Citizenship and Immigration Services (USCIS) is publishing a volume in the USCIS Policy Manual regarding adoptions. This guidance incorporates basic requirements for the submission of adoption-based applications and petitions to USCIS.

Read More
Affected Sections

5 USCIS-PM - Volume 5 - Adoptions

Technical Update - Moving the Adjudicator’s Field Manual Content into the USCIS Policy Manual

May 21, 2020

U.S. Citizenship and Immigration Services (USCIS) is updating and incorporating relevant Adjudicator’s Field Manual (AFM) content into the USCIS Policy Manual. As that process is ongoing, USCIS has moved any remaining AFM content to its corresponding USCIS Policy Manual Part, in PDF format, until relevant AFM content has been properly incorporated into the USCIS Policy Manual. To the extent that a provision in the USCIS Policy Manual conflicts with remaining AFM content or Policy Memoranda, the updated information in the USCIS Policy Manual prevails. To find remaining AFM content, see the crosswalk (PDF, 317.68 KB) between the AFM and the Policy Manual.

Affected Sections

1 USCIS-PM - Volume 1 - General Policies and Procedures

2 USCIS-PM - Volume 2 - Nonimmigrants

3 USCIS-PM - Volume 3 - Humanitarian Protection and Parole

4 USCIS-PM - Volume 4 - Refugees and Asylees

5 USCIS-PM - Volume 5 - Adoptions

6 USCIS-PM - Volume 6 - Immigrants

7 USCIS-PM - Volume 7 - Adjustment of Status

8 USCIS-PM - Volume 8 - Admissibility

9 USCIS-PM - Volume 9 - Waivers and Other Forms of Relief

11 USCIS-PM - Volume 11 - Travel and Identity Documents

12 USCIS-PM - Volume 12 - Citizenship and Naturalization

Version History

No historical versions available.

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